Henry v. Securities Commissioner

20020155 Brian Henry, Petitioner and Appellant
v.
Securities Commissioner for
the State of North Dakota, Respondent and Appellee

Appeal from: District Court, South Central Judicial District, Burleigh County
Judge Bruce A. Romanick
Nature of Action: Administrative Proceeding
Counsel:
Appellant: Michael Ray Hoffman
Appellee: Matthew Otto Bahrenburg , Spec. Asst. Atty. Gen.
Term: 01/2003   Argument: 01/23/2003  1:30pm
ND cite: 2003 ND 62
NW cite: 659 N.W.2d 869

Listen to recording of oral argument in MP3 format

Issues: Appellant's Statement of the Issues:
Did the administrative law judge err in denying Appellants' motion to dismiss the cease and desist order based upon the commissioner's violation of NDCC 10-04-12(2)?

Appellee's Statement of the Issues:
1. Whether the Commissioner's failure to immediately hold a hearing in the matter of several Cease and Desist Orders should result in a dismissal of the administrative actions, or what relief is appropriate with regard to a technical failure to hold the hearing within the specified timeframe.
2. Whether the Order issued by the Commissioner denying Respondents' motion to dismiss is a final order, which is ripe for appeal under North Dakota law.

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Docket entries:
106/17/2002 NOTICE OF APPEAL: 06/14/2002
206/17/2002 THIS CASE IS CONSOLIDATED WITH #20020156 AND 20020157 MAKE ALL ENTRIES EXCEPT DIS IN THIS CASE
307/15/2002 RECORD ON APPEAL & Certificate of Record of Securities Commission
407/15/2002 Records on Appeal for 20020156 & 20020157 are entered as ROA codes in those cases
507/24/2002 MOT. EXT/TIME APPELLANT BRIEF
607/24/2002 ACTION BY CLERK (MAT). Granted: 08/23/2002
708/23/2002 Appellant Brief
808/23/2002 APPELLANT APPENDIX
908/23/2002 DISK - ATB (e-mailed)
1008/26/2002 ANNOUNCED DISQUALIFICATION: Sandstrom, Dale V.
1109/24/2002 SUPPLEMENTAL BRIEF OF APPELLANTS
1209/25/2002 DISK - SUPPLEMENTAL BRIEF OF APPELLANTS (e-mailed)
1310/17/2002 MOT. EXT/TIME APPELLEE BRIEF
1410/17/2002 ACTION BY CLERK. Granted: 11/23/2002
1511/22/2002 APPELLEE BRIEF
1612/02/2002 Corrected TOA & pages 8,9,10, & 11 for AEB
1712/02/2002 DISK - aeb
1812/20/2002 SITTING WITH THE COURT: Erickson, Ralph Robert
1901/23/2003 APPEARANCES: Michael R. Hoffman; Matthew O. Bahrenburg
2001/23/2003 ARGUED: Hoffman; Bahrenburg (Vol. Y; Page 81)
2101/23/2003 ORAL ARGUMENT WEBCAST
2204/15/2003 DISPOSITION (Vacated and Dismissed): DISMISSED
2304/15/2003 UNANIMOUS OPINION: Maring, Mary Muehlen
2404/15/2003 Costs on appeal taxed in favor of appellee under Rule 39, N.D.R.App.P.
2504/16/2003 Judgment Mailed to Parties
2605/12/2003 MANDATE
2705/14/2003 RECEIPT SIGNED BY DISTRICT COURT CLERK'S OFFICE
2807/31/2008 EXPUNGED - Nonpermanent record items destroyed

Generated from Supreme Court Docket on 10/23/2014