ND Securities Commissioner v. Juran and Moody, Inc.

990355 In the Matter of Juran and Moody, Inc., a/k/a
JM Dissolution, JM Capital Corporation, Juran and
Moody Financial Group, Inc., Municipal Capital
Markets Corporation, George Frank, and their
Officers, Directors, Employees, Salesmen,
Affiliated Companies, and escrow Agents or Trustees
who acted as Agents for any of the Respondents,
-----------------------------
North Dakota Securities Commissioner, Appellant
v.
Juran and Moody, Inc., a/k/a
JM Dissolution, JM Capital
Corporation, Juran and
Moody Financial Group, Inc.,
Municipal Capital Markets
Corporation, George Frank,
and their Officers, Directors,
Employees, Salesmen, Affiliated
Companies, and escrow Agents or
Trustees who acted as Agents for
any of the Respondents, Respondents and Appellees

Appeal from: District Court, South Central Judicial District, Burleigh County
Judge Burt L. Riskedahl
Nature of Action: Administrative Proceeding
Counsel:
Appellant: #James L. Norris, PC , Spec. Asst. Atty. Gen.
Appellee: Dorsey & Whitney
Appellee: Lawyer not licensed in N.D.
Term: 04/2000   Argument: 04/11/2000  9:30am
ND cite: 2000 ND 136
NW cite: 613 N.W.2d 503


Issues: Appellant's Statement of the Issues:
Whether a governmental agency has the right to appeal an adverse order by an administrative law judge, when the agency authorized the administrative law judge to issue a final order.

Appellee's Statement of the Issues:
Does the Securities Commissioner Have Standing to Appeal the Final Order Issued by an Administrative Law Judge Where the Securities Commissioner Delegated His Authority to Issue the Final Order to the Administrative Law Judge?

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Docket entries:
112/01/1999 NOTICE OF APPEAL: 11/30/1999
212/01/1999 ORDER FOR TRANSCRIPT: 11/30/1999
301/10/2000 TRANSCRIPT DATED August 23, 1999
401/12/2000 DISK - TRA
501/12/2000 RECORD ON APPEAL (w/separate 3-Record of SEC & tra. dated Nov. 4, 1998)
602/17/2000 APPELLANT BRIEF
702/17/2000 APPELLANT APPENDIX
802/17/2000 DISK - ATB
902/23/2000 DISK - TRA (11-4-98)
1003/21/2000 APPELLEE BRIEF
1103/21/2000 ADDENDUM TO BRIEF APPELLEES
1203/22/2000 DISK - AEB
1303/22/2000 Request for Radio/TV Coverage (Associated Press) letter dated 3-22-00 from Jack McDonald (APPROVED)
1404/10/2000 ANNOUNCED DISQUALIFICATION: Sandstrom, Dale V.
1504/10/2000 SITTING WITH THE COURT: Bekken, James M.
1604/11/2000 APPEARANCES: James L. Norris; Todd E. Zimmerman
1704/11/2000 ARGUED: Norris; Zimmerman (Vol. X; page 15)
1807/03/2000 DISPOSITION: REVERSED AND REMANDED
1907/03/2000 UNANIMOUS OPINION: Kapsner, Carol Ronning
2007/03/2000 Costs on appeal in favor of Appellant, Commissioner
2107/03/2000 Order/Judgment Mailed to Parties
2207/26/2000 MANDATE
2308/02/2000 RECEIPT SIGNED BY DISTRICT COURT CLERK'S OFFICE
2403/12/2007 EXPUNGED - Nonpermanent record items destroyed

Generated from Supreme Court Docket on 10/31/2014