ND Securities Commissioner v. Juran and Moody, Inc. | ||||||||||
| 990355 |
In the Matter of Juran and Moody, Inc., a/k/a
JM Dissolution, JM Capital Corporation, Juran and Moody Financial Group, Inc., Municipal Capital Markets Corporation, George Frank, and their Officers, Directors, Employees, Salesmen, Affiliated Companies, and escrow Agents or Trustees who acted as Agents for any of the Respondents, ----------------------------- North Dakota Securities Commissioner, Appellant v. Juran and Moody, Inc., a/k/a JM Dissolution, JM Capital Corporation, Juran and Moody Financial Group, Inc., Municipal Capital Markets Corporation, George Frank, and their Officers, Directors, Employees, Salesmen, Affiliated Companies, and escrow Agents or Trustees who acted as Agents for any of the Respondents, Respondents and Appellees | |||||||||
| Appeal from: |
District Court,
South Central Judicial District,
Burleigh County
Judge Burt L. Riskedahl | |||||||||
| Nature of Action: | Administrative Proceeding | |||||||||
| Counsel: |
| |||||||||
| Term: | 04/2000  Argument: 04/11/2000 09:30am | |||||||||
| ND cite: | 2000 ND 136 | |||||||||
| NW cite: |
613 N.W.2d 503
| |||||||||
|
| ||||||||||
| Issues: |
Appellant's Statement of the Issues: Whether a governmental agency has the right to appeal an adverse order by an administrative law judge, when the agency authorized the administrative law judge to issue a final order. Appellee's Statement of the Issues: Does the Securities Commissioner Have Standing to Appeal the Final Order Issued by an Administrative Law Judge Where the Securities Commissioner Delegated His Authority to Issue the Final Order to the Administrative Law Judge? | |||||||||
|
| ||||||||||
| 1 | 12/01/1999 | NOTICE OF APPEAL: 11/30/1999 | ||
| 2 | 12/01/1999 | ORDER FOR TRANSCRIPT: 11/30/1999 | ||
| 3 | 01/10/2000 | TRANSCRIPT DATED August 23, 1999 | ||
| 4 | 01/12/2000 | DISK - TRA | ||
| 5 | 01/12/2000 | RECORD ON APPEAL (w/separate 3-Record of SEC & tra. dated Nov. 4, 1998) | ||
| 6 | 02/17/2000 | APPELLANT BRIEF | ||
| 7 | 02/17/2000 | APPELLANT APPENDIX | ||
| 8 | 02/17/2000 | DISK - ATB | ||
| 9 | 02/23/2000 | DISK - TRA (11-4-98) | ||
| 10 | 03/21/2000 | APPELLEE BRIEF | ||
| 11 | 03/21/2000 | ADDENDUM TO BRIEF APPELLEES | ||
| 12 | 03/22/2000 | DISK - AEB | ||
| 13 | 03/22/2000 | Request for Radio/TV Coverage (Associated Press) letter dated 3-22-00 from Jack McDonald (APPROVED) | ||
| 14 | 04/10/2000 | ANNOUNCED DISQUALIFICATION: Sandstrom, Dale V. | ||
| 15 | 04/10/2000 | SITTING WITH THE COURT: Bekken, James M. | ||
| 16 | 04/11/2000 | APPEARANCES: James L. Norris; Todd E. Zimmerman | ||
| 17 | 04/11/2000 | ARGUED: Norris; Zimmerman (Vol. X; page 15) | ||
| 18 | 07/03/2000 | DISPOSITION: REVERSED AND REMANDED | ||
| 19 | 07/03/2000 | UNANIMOUS OPINION: Kapsner, Carol Ronning | ||
| 20 | 07/03/2000 | Costs on appeal in favor of Appellant, Commissioner | ||
| 21 | 07/03/2000 | Order/Judgment Mailed to Parties | ||
| 22 | 07/26/2000 | MANDATE | ||
| 23 | 08/02/2000 | RECEIPT SIGNED BY DISTRICT COURT CLERK'S OFFICE | ||
| 24 | 03/12/2007 | EXPUNGED - Nonpermanent record items destroyed |