ND Securities Commissioner v. Juran and Moody, Inc. | ||||||||||
990355 |
In the Matter of Juran and Moody, Inc., a/k/a
JM Dissolution, JM Capital Corporation, Juran and Moody Financial Group, Inc., Municipal Capital Markets Corporation, George Frank, and their Officers, Directors, Employees, Salesmen, Affiliated Companies, and escrow Agents or Trustees who acted as Agents for any of the Respondents, ----------------------------- North Dakota Securities Commissioner, Appellant v. Juran and Moody, Inc., a/k/a JM Dissolution, JM Capital Corporation, Juran and Moody Financial Group, Inc., Municipal Capital Markets Corporation, George Frank, and their Officers, Directors, Employees, Salesmen, Affiliated Companies, and escrow Agents or Trustees who acted as Agents for any of the Respondents, Respondents and Appellees | |||||||||
Appeal from: |
District Court,
South Central Judicial District,
Burleigh County
Judge Burt L. Riskedahl | |||||||||
Nature of Action: | Administrative Proceeding | |||||||||
Counsel: |
| |||||||||
Term: | 04/2000  Argument: 04/11/2000 | |||||||||
ND cite: | 2000 ND 136 | |||||||||
NW cite: |
613 N.W.2d 503
| |||||||||
| ||||||||||
Issues: |
Appellant's Statement of the Issues: Whether a governmental agency has the right to appeal an adverse order by an administrative law judge, when the agency authorized the administrative law judge to issue a final order. Appellee's Statement of the Issues: Does the Securities Commissioner Have Standing to Appeal the Final Order Issued by an Administrative Law Judge Where the Securities Commissioner Delegated His Authority to Issue the Final Order to the Administrative Law Judge? | |||||||||
![]() |
1 | 12/01/1999 NOTICE OF APPEAL: 11/30/1999 | |
2 | 12/01/1999 ORDER FOR TRANSCRIPT: 11/30/1999 | |
3 | 01/10/2000 TRANSCRIPT DATED August 23, 1999 | |
4 | 01/12/2000 DISK - TRA | |
5 | 01/12/2000 RECORD ON APPEAL (w/separate 3-Record of SEC & tra. dated Nov. 4, 1998) | |
6 | 02/17/2000 APPELLANT BRIEF | |
7 | 02/17/2000 APPELLANT APPENDIX | |
8 | 02/17/2000 DISK - ATB | |
9 | 02/23/2000 DISK - TRA (11-4-98) | |
10 | 03/21/2000 APPELLEE BRIEF | |
11 | 03/21/2000 ADDENDUM TO BRIEF APPELLEES | |
12 | 03/22/2000 DISK - AEB | |
13 | 03/22/2000 Request for Radio/TV Coverage (Associated Press) letter dated 3-22-00 from Jack McDonald (APPROVED) | |
14 | 04/10/2000 ANNOUNCED DISQUALIFICATION: Sandstrom, Dale V. | |
15 | 04/10/2000 SITTING WITH THE COURT: Bekken, James M. | |
16 | 04/11/2000 APPEARANCES: James L. Norris; Todd E. Zimmerman | |
17 | 04/11/2000 ARGUED: Norris; Zimmerman (Vol. X; page 15) | |
18 | 07/03/2000 DISPOSITION: REVERSED AND REMANDED | |
19 | 07/03/2000 UNANIMOUS OPINION: Kapsner, Carol Ronning | |
20 | 07/03/2000 Costs on appeal in favor of Appellant, Commissioner | |
21 | 07/03/2000 Order/Judgment Mailed to Parties | |
22 | 07/26/2000 MANDATE | |
23 | 08/02/2000 RECEIPT SIGNED BY DISTRICT COURT CLERK'S OFFICE | |
24 | 03/12/2007 EXPUNGED - Nonpermanent record items destroyed |