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Henry v. Securities Commissioner

Docket No. 20020155
Oral Argument: Thursday, January 23, 2003 1:30pm

Docket Info

Title
Brian Henry, Petitioner and Appellant
v.
Securities Commissioner for
the State of North Dakota, Respondent and Appellee
Case Type
CIVIL APPEAL : ADMINISTRATIVE PROCEEDING
Appeal From
Case No. 01-C-02321
South Central Judicial District, Burleigh County
Bruce A. Romanick
2003 ND 62659 N.W.2d 869
Oral Argument 1/23/2003

Highlight

An order of the Securities Commissioner denying a motion to dismiss a cease and desist order is not a final order under the Administrative Agencies Practice Act and is not appealable.


Briefs

Filing Date Description
09/24/2002 SUPPLEMENTAL BRIEF OF APPELLANTS View
11/22/2002 APPELLEE BRIEF View

Counsel

Party Type Name
APPELLEE SPEC. ASST. ATTY. GEN. Matthew Otto Bahrenburg - 05327
APPELLANT PRIVATE PRACTICE Michael Ray Hoffman - 04366

(Note: Attachments may not be available for recently filed cases and/or confidential documents.)

Seq. # Filing Date Description Attachment
1 06/17/2002 NOTICE OF APPEAL : 06/14/2002
2 06/17/2002 THIS CASE IS CONSOLIDATED WITH #20020156 AND 20020157 MAKE ALL ENTRIES EXCEPT DIS IN THIS CASE
3 07/15/2002 RECORD ON APPEAL & Certificate of Record of Securities Commission
4 07/15/2002 Records on Appeal for 20020156 & 20020157 are entered as ROA codes in those cases
5 07/24/2002 MOT. EXT/TIME APPELLANT BRIEF
6 07/24/2002 ACTION BY CLERK (MAT) - Granted : 08/23/2002
7 08/23/2002 Appellant Brief
8 08/23/2002 APPELLANT APPENDIX
9 08/23/2002 DISK - ATB (e-mailed)
10 08/26/2002 ANNOUNCED DISQUALIFICATION : Sandstrom, Dale V.
11 09/24/2002 SUPPLEMENTAL BRIEF OF APPELLANTS View
12 09/25/2002 DISK - SUPPLEMENTAL BRIEF OF APPELLANTS (e-mailed)
13 10/17/2002 MOT. EXT/TIME APPELLEE BRIEF
14 10/17/2002 ACTION BY CLERK - Granted : 11/23/2002
15 11/22/2002 APPELLEE BRIEF View
16 12/02/2002 Corrected TOA & pages 8,9,10, & 11 for AEB
17 12/02/2002 DISK - aeb
18 12/20/2002 SITTING WITH THE COURT : Erickson, Ralph Robert
19 01/23/2003 APPEARANCES: Michael R. Hoffman; Matthew O. Bahrenburg
20 01/23/2003 ARGUED: Hoffman; Bahrenburg (Vol. Y; Page 81)
21 01/23/2003 ORAL ARGUMENT WEBCAST
22 04/15/2003 DISPOSITION (Vacated and Dismissed)
23 04/15/2003 UNANIMOUS OPINION : Maring, Mary Muehlen View
24 04/15/2003 Costs on appeal taxed in favor of appellee under Rule 39, N.D.R.App.P.
25 04/16/2003 Judgment Mailed to Parties
26 05/12/2003 MANDATE
27 05/14/2003 RECEIPT SIGNED BY DISTRICT COURT CLERK'S OFFICE
28 07/31/2008 EXPUNGED - Nonpermanent record items destroyed